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Marianne Mokken

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After completing her studies, she joined the financial services industry working at ABSA Bank as well as Saambou Bank in their collections departments. Marianne was admitted as an attorney, notary, and conveyancer in 2005 and practiced as such for 2 years, specialising in conveyancing. She then returned to the financial services industry and joined the Financial Sector Conduct Authority for more than 6 years gaining experience in various aspects of compliance in the industry with a focus on the Financial Advisory and Intermediary Services Act and the Financial Intelligence Centre Act. She joined the Wauko group as internal compliance officer in 2020 overseeing regulatory compliance with financial services legislation, financial crime and data privacy.

Part one of this series dealt with the question of why compliance is so important. This chapter (part 2) I...

I have seen and used this quote many times: “If you think compliance is expensive, try non-compliance” – former US...

Our CEO asked us during a meeting at the end of November to consider how we plan to maximise our...

In January 2023 the Gauteng High Court awarded an amount of R5.5 million plus interest to a purchaser of a...

Reflecting on the transformative year of compliance in 2023, Marianne Mokken explores upcoming trends for 2024....
Explore the evolving perspective on profit in business. Discover why purpose-driven approaches, incorporating customer needs, employee welfare, and societal impact,...
In this article we look at recent commentary coming out of BCA Research’s Daily Insights notes, with particular focus on...
Learn how to avoid hefty fines and data breaches by following these essential steps for compliance with the Protection of...
Discover how South African importers can gain discounts and competitive edge by adopting RMB trade with Chinese suppliers....
Discover how the treasury function drives financial stability and growth within businesses. Learn about cash management, risk mitigation, investment strategies,...
Discover the expanded definitions of accountable institutions and their impact on everyday individuals. Explore the amendments to Schedule 1 of...
Discover the significance of a comprehensive cash flow forecast in maintaining the financial health and stability of your business. Gain...